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ACFE Certified Fraud Examiner - Investigation Exam Sample Questions (Q11-Q16):
NEW QUESTION # 11
Quincy, a Certified Fraud Examiner (CFE), is investigating a payroll fraud scheme. While interviewing a subject in the case, Quincy asks, "What year did you start working in the accounting department?" This can MOST ACCURATELY be described as a(n) ______ question.
- A. Open
- B. Closed
- C. Leading
- D. Complex
Answer: B
Explanation:
CFE interviewing guidance distinguishes among open, closed, and leading questions used during the fact- gathering portion of an interview. Closed questions require a precise, specific answer-commonly "yes/no," but also specifics such as dates, amounts, and times. The question "What year did you start working in the accounting department?" seeks a specific date-like fact (a particular year) rather than inviting a narrative explanation. That is the hallmark of a closed question: it restricts the response to a narrow factual point and does not encourage expansive detail. By contrast, open questions (e.g., "Please describe the procedures to me") are designed to elicit a broader, more descriptive answer. Leading questions are framed to suggest the answer and are often used to confirm information already known, whereas Quincy's question does not embed a suggested response-he is simply requesting a specific historical fact. Therefore, under CFE definitions, this question is most accurately classified as closed.
NEW QUESTION # 12
Which at the following is the most accurate statement about fraud response plans?
- A. A fraud response plan should be complex and extremely detailed to most effectively protect against fraud
- B. A fraud response plan should specify how every fraud examination should be conducted regardless of the type of fraud
- C. A fraud response plan should create an environment to maximize risk and minimize the potential for success
- D. A fraud response plan outlines the actions an organization will take when suspicions of fraud have arisen
Answer: B
NEW QUESTION # 13
Tyson, a fraud examiner, is planning an interview with Briann
a. the girlfriend of the central suspect in Tyson's investigation. Previous interviews with others have revealed that Brianna tends to be very protective of her boyfriend How should Tyson approach the interview with Brianna?
- A. Provide Brianna with advance notice prior to the interview to inhibit resentment.
- B. Ask Brianna when she would prefer to be interviewed in an effort to provoke cooperation.
- C. Avoid interviewing Brianna if possible due to Brianna's potential volatility.
- D. Conduct the interview with as little notice as possible so Brianna will be unprepared
Answer: B
NEW QUESTION # 14
Which of the following BEST describes the data analytics approach known as predictive analytics?
- A. The employment of computer systems to perform human-like tasks such as visual perception and decision-making
- B. The use of layered artificial neural networks to accommodate more data and more sophisticated algorithms to identify complex patterns
- C. The use of historical data, along with analyses, statistics, and machine learning components, to build a mathematical model that captures important trends and creates a quantitative forecast
- D. The configuration of a business program to emulate and Integrate the actions of a human to execute certain business processes, thus increasing efficiency and automating repetitive manual tasks
Answer: C
NEW QUESTION # 15
Which of the following statements about the limitations of using online databases for public record searches is MOST ACCURATE?
- A. Public records featured in electronic formats include too much detail to be efficiently analyzed.
- B. It is very difficult to find a legitimate online database for accessing public records.
- C. The public records produced by online database searches rarely contain correct information.
- D. Availability of public records through online databases varies widely across jurisdictions.
Answer: D
Explanation:
CFE investigative guidance recognizes online databases as valuable tools for locating public records quickly, but it also highlights practical limitations. The most significant limitation is that availability and coverage differ widely by jurisdiction. Some jurisdictions provide extensive online access to court files, property records, corporate registrations, and liens, while others provide limited access, partial indexing, or require in- person requests. This variability affects completeness and can create false negatives (records exist but are not available electronically). The guidance also cautions that online results may be abstracts, may not include supporting documentation, and can lag behind official updates-so investigators should verify key records with the originating agency when accuracy and completeness matter. Option A is not the primary limitation described; the more common problem is incomplete access rather than excessive detail. Option C is too absolute; errors can occur, but CFE methodology emphasizes validation, not the claim that records are "rarely correct." Option D is also overstated; while source credibility matters, the fundamental limitation is uneven jurisdictional availability and completeness.
NEW QUESTION # 16
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